Canadian Securities Regulators Release Three-Year Business Plan

Last week, the CSA released its three-year business plan for the period April 1, 2013 through to March 31, 2016.

The plan is designed to reflect CSA members’ commitment towards enhancement of the Canadian regulatory framework, with particular emphasis on the implementation of investor protection initiatives. The key CSA priorities include:

  • retail investor protection;
  • capital raising by small and medium sized enterprises and review of available prospectus exemptions;
  • shareholder democracy and protection;
  • market regulation; and
  • enforcement effectiveness.

capital raising prospectus exemptions

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