Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Ontario Securities Commission Identifies Priority Areas for 2018-2019 and Reports on Prior... Ontario Securities Commission Identifies Priority Areas for... Ontario Securities Commission Identifies Priority Areas for 2018-2019 and Reports on Prior Year

By Heidi Gordon

Heidi Gordon
Banking & Financial Services

Read Maintaining the status quo: Canadian securities regulators confirm no changes to current a... Maintaining the status quo: Canadian securities regulators c... Maintaining the status quo: Canadian securities regulators confirm no changes to current approach to determining director and audit committee member independence

By Andrew Parker

Andrew Parker
Banking & Financial Services

Read CSA Amendments to Simplify Reports of Exempt Distribution CSA Amendments to Simplify Reports of Exempt Distribution CSA Amendments to Simplify Reports of Exempt Distribution

By Andrew Parker

Andrew Parker
Banking & Financial Services

Read Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments Registrants Face Significantly Increased Obligations under P... Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments

By Cristian O. Blidariu

Cristian O. Blidariu
Banking & Financial Services

Read CSA Republishes Derivatives Business Conduct Rules; Quebec Amends Derivatives Act CSA Republishes Derivatives Business Conduct Rules; Quebec A... CSA Republishes Derivatives Business Conduct Rules; Quebec Amends Derivatives Act

By Christopher J. Bamford

Christopher J. Bamford
Banking & Financial Services

Read Bill 141 adopted, reforming the Quebec financial sector legal framework Bill 141 adopted, reforming the Quebec financial sector lega... Bill 141 adopted, reforming the Quebec financial sector legal framework

By Sonia J. Struthers

Sonia J. Struthers
Banking & Financial Services

Read Bill C-25 to Amend the Canada Business Corporations Act Becomes Law Bill C-25 to Amend the Canada Business Corporations Act Beco... Bill C-25 to Amend the Canada Business Corporations Act Becomes Law

By Robert O. Hansen

Robert O. Hansen
Banking & Financial Services

Read Lessons in Responding to Whistleblower Complaints from Recent UK Settlement Lessons in Responding to Whistleblower Complaints from Recen... Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

By Shane C. D'Souza

Shane C. D'Souza

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