Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

About
Banking & Financial Services

Read OSC’s $7.5 Million Whistleblower Awards a First for Canada OSC’s $7.5 Million Whistleblower Awards a First for Canada OSC’s $7.5 Million Whistleblower Awards a First for Canada

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read When will a court order a regulator to share information in aid of litigation: Lessons fro... When will a court order a regulator to share information in... When will a court order a regulator to share information in aid of litigation: Lessons from the Harrington short seller case

By Rene Sorell ...

Rene Sorell
Banking & Financial Services

Read IIROC Publishes its Annual Compliance Priorities Report for 2018/2019 IIROC Publishes its Annual Compliance Priorities Report for... IIROC Publishes its Annual Compliance Priorities Report for 2018/2019

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Preparing for the 2019 Proxy Season – Noteworthy Developments in Canadian Public Issuer Go... Preparing for the 2019 Proxy Season – Noteworthy Development... Preparing for the 2019 Proxy Season – Noteworthy Developments in Canadian Public Issuer Governance and Disclosure

By Fraser Bourne ...

Fraser Bourne
Banking & Financial Services

Read Cooperative National Securities Regulation Framework Upheld by the Supreme Court of Canada Cooperative National Securities Regulation Framework Upheld... Cooperative National Securities Regulation Framework Upheld by the Supreme Court of Canada

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Supreme Court to Render Judgment on Cooperative National Securities Regulator this Week Supreme Court to Render Judgment on Cooperative National Sec... Supreme Court to Render Judgment on Cooperative National Securities Regulator this Week

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Is a Promissory Note a Security? The Ontario Superior Court Has the Answer. Is a Promissory Note a Security? The Ontario Superior Court... Is a Promissory Note a Security? The Ontario Superior Court Has the Answer.

By Vanessa Chung ...

Vanessa Chung
Banking & Financial Services

Read Key Takeaways for Market Participants from the 2017-2018 Annual Report from the Ontario Se... Key Takeaways for Market Participants from the 2017-2018 Ann... Key Takeaways for Market Participants from the 2017-2018 Annual Report from the Ontario Securities Commission’s Corporate Finance Branch

By Andrew Parker ...

Andrew Parker

Subscribe

Stay Connected

Get the latest posts from this blog

Please enter a valid email address