Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Takeaways from the OSC’s Second Roundtable on Reducing Regulatory Burden Takeaways from the OSC’s Second Roundtable on Reducing Regul... Takeaways from the OSC’s Second Roundtable on Reducing Regulatory Burden

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read IIROC Advances Two New Forms of Disciplinary Action IIROC Advances Two New Forms of Disciplinary Action IIROC Advances Two New Forms of Disciplinary Action

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read CSA Proposes Marketplace Rule Changes Affecting Systems Requirements and Reporting CSA Proposes Marketplace Rule Changes Affecting Systems Requ... CSA Proposes Marketplace Rule Changes Affecting Systems Requirements and Reporting

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Ontario Budget 2019: Securities Regulation and Financial Services Update Ontario Budget 2019: Securities Regulation and Financial Ser... Ontario Budget 2019: Securities Regulation and Financial Services Update

By Ana Badour ...

Ana Badour
Banking & Financial Services

Read Reducing Regulatory Burden – Highlights from the OSC’s First Roundtable Reducing Regulatory Burden – Highlights from the OSC’s First... Reducing Regulatory Burden – Highlights from the OSC’s First Roundtable

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Gaining Followers: Use of social media by Canadian public companies while navigating Canad... Gaining Followers: Use of social media by Canadian public co... Gaining Followers: Use of social media by Canadian public companies while navigating Canadian securities laws

By Dilara Alpli ...

Dilara Alpli
Securities Regulation and Investment Products

Read IIROC’s welcome clarification to member firms: e-signatures are permitted IIROC’s welcome clarification to member firms: e-signatures... IIROC’s welcome clarification to member firms: e-signatures are permitted

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read CSA and IIROC Consultation on Proposed Regulatory Framework for Crypto-Asset Trading Platf... CSA and IIROC Consultation on Proposed Regulatory Framework... CSA and IIROC Consultation on Proposed Regulatory Framework for Crypto-Asset Trading Platforms

By Sonia J. Struthers ...

Sonia J. Struthers

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