Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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ESG and Sustainability

Read New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure… New Zealand Proposes First-of-its-Kind Mandatory Climate… New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure Regime

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading… Canadian Securities Administrators and IIROC Release… Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms

By Ana Badour ...

Ana Badour
Banking & Financial Services

Read The EU is moving ahead with mandatory ESG disclosure for asset managers and Financial… The EU is moving ahead with mandatory ESG disclosure for… The EU is moving ahead with mandatory ESG disclosure for asset managers and Financial Advisers – what does it mean for Canadian firms?

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Alberta Eases Director Residency Requirements Alberta Eases Director Residency Requirements Alberta Eases Director Residency Requirements

By Matthew Hooker ...

Matthew Hooker
Banking & Financial Services

Read Private Placement Trends: OSC Publishes Report on Exempt Market Activity Private Placement Trends: OSC Publishes Report on Exempt… Private Placement Trends: OSC Publishes Report on Exempt Market Activity

By Sean D. Sadler ...

Sean D. Sadler
Banking & Financial Services

Read Finally – the First Merits Decision in a Securities Class Action Alleging Secondary… Finally – the First Merits Decision in a Securities Class… Finally – the First Merits Decision in a Securities Class Action Alleging Secondary Market Misrepresentation

By H. Michael Rosenberg

H. Michael Rosenberg
Banking & Financial Services

Read IIROC Publishes for Comment Proposed Client Focused Reform Amendments IIROC Publishes for Comment Proposed Client Focused Reform… IIROC Publishes for Comment Proposed Client Focused Reform Amendments

By Rene Sorell ...

Rene Sorell
Banking & Financial Services

Read Changes to Capital Pool Company (CPC) Program Changes to Capital Pool Company (CPC) Program Changes to Capital Pool Company (CPC) Program

By Myreille Gilbert ...

Myreille Gilbert

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