Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Securities Regulation and Investment Products

Read Recent Developments with the ISDA Common Domain Model Recent Developments with the ISDA Common Domain Model Recent Developments with the ISDA Common Domain Model

By Laure Fouin

Laure Fouin
Securities Regulation and Investment Products

Read IIROC Proposes Two New Forms of Disciplinary Action Against Dealer Firms and Approved Indi... IIROC Proposes Two New Forms of Disciplinary Action Against... IIROC Proposes Two New Forms of Disciplinary Action Against Dealer Firms and Approved Individuals

By Cristian O. Blidariu

Cristian O. Blidariu
Securities Regulation and Investment Products

Read Insider Trading Decision Provides Guidance to Assess Tippee’s Knowledge About Tipper’s Sou... Insider Trading Decision Provides Guidance to Assess Tippee’... Insider Trading Decision Provides Guidance to Assess Tippee’s Knowledge About Tipper’s Source of Information

By Shane C. D'Souza

Shane C. D'Souza
Securities Regulation and Investment Products

Read Canadian Securities Administrators release updated guidance for issuers with cannabis acti... Canadian Securities Administrators release updated guidance... Canadian Securities Administrators release updated guidance for issuers with cannabis activities in the United States

By Matthew V. Harris

Matthew V. Harris
Securities Regulation and Investment Products

Read OSC Whistleblower Regime Updates: civil cause of action for whistleblower reprisals OSC Whistleblower Regime Updates: civil cause of action for... OSC Whistleblower Regime Updates: civil cause of action for whistleblower reprisals

By Rene Sorell

Rene Sorell
Securities Regulation and Investment Products

Read SEC Seeks Comments on Proposed Rule Changes to List Bitcoin ETFs SEC Seeks Comments on Proposed Rule Changes to List Bitcoin... SEC Seeks Comments on Proposed Rule Changes to List Bitcoin ETFs

By Sonia J. Struthers

Sonia J. Struthers
Securities Regulation and Investment Products

Read Preparing for the 2018 Proxy Season – Noteworthy Developments in Canadian Public Issuer Go... Preparing for the 2018 Proxy Season – Noteworthy Development... Preparing for the 2018 Proxy Season – Noteworthy Developments in Canadian Public Issuer Governance and Disclosure

By David E. Woollcombe

David E. Woollcombe
Securities Regulation and Investment Products

Read Accessing Foreign Capital Markets Just Got Easier for Issuers in British Columbia Accessing Foreign Capital Markets Just Got Easier for Issuer... Accessing Foreign Capital Markets Just Got Easier for Issuers in British Columbia

By David Frost

David Frost

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