Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read CSA Proposes Streamlining of Rules for At-The-Market Offerings CSA Proposes Streamlining of Rules for At-The-Market Offerin... CSA Proposes Streamlining of Rules for At-The-Market Offerings

By Andrew Parker ...

Andrew Parker
Banking & Financial Services

Read Foresight 2020: IIROC Publishes Its Priorities for Fiscal 2020 Foresight 2020: IIROC Publishes Its Priorities for Fiscal 20... Foresight 2020: IIROC Publishes Its Priorities for Fiscal 2020

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read FINTRAC and IIROC Strengthen Information Sharing with Enhanced Memorandum of Understanding FINTRAC and IIROC Strengthen Information Sharing with Enhanc... FINTRAC and IIROC Strengthen Information Sharing with Enhanced Memorandum of Understanding

By Ana Badour ...

Ana Badour
Banking & Financial Services

Read IIROC Releases its Annual Enforcement Report for 2018 IIROC Releases its Annual Enforcement Report for 2018 IIROC Releases its Annual Enforcement Report for 2018

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Reducing Regulatory Burden - Highlights from the OSC’s Third and Final Roundtable Reducing Regulatory Burden - Highlights from the OSC’s Third... Reducing Regulatory Burden - Highlights from the OSC’s Third and Final Roundtable

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Securities regulators pursuing disgorgement orders in other jurisdictions Securities regulators pursuing disgorgement orders in other... Securities regulators pursuing disgorgement orders in other jurisdictions

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read CSA to Reboot Electronic Document Filing Systems Starting in 2021 CSA to Reboot Electronic Document Filing Systems Starting in... CSA to Reboot Electronic Document Filing Systems Starting in 2021

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Takeaways from the OSC’s Second Roundtable on Reducing Regulatory Burden Takeaways from the OSC’s Second Roundtable on Reducing Regul... Takeaways from the OSC’s Second Roundtable on Reducing Regulatory Burden

By Cristian O. Blidariu ...

Cristian O. Blidariu

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