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Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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ESG and Sustainability

Read The ISSB Releases Drafts of Global Baseline Sustainability Disclosure Standards The ISSB Releases Drafts of Global Baseline Sustainability… The ISSB Releases Drafts of Global Baseline Sustainability Disclosure Standards

By Robert J. Richardson, CD ...

Robert J. Richardson, CD
Banking & Financial Services

Read Mind your margins: Appellate courts uphold securities brokers’ rights to strictly enforce… Mind your margins: Appellate courts uphold securities… Mind your margins: Appellate courts uphold securities brokers’ rights to strictly enforce margin agreements

By Shane C. D'Souza ...

Shane C. D'Souza
ESG and Sustainability

Read TNFD Releases First Ever Nature-Related Risk Framework TNFD Releases First Ever Nature-Related Risk Framework TNFD Releases First Ever Nature-Related Risk Framework

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read CSA Publishes a Revised Derivatives Business Conduct Rule, Moving Toward Final Rule CSA Publishes a Revised Derivatives Business Conduct Rule,… CSA Publishes a Revised Derivatives Business Conduct Rule, Moving Toward Final Rule

By Sonia J. Struthers ...

Sonia J. Struthers
ESG and Sustainability

Read Game Changer: SEC Proposes Landmark Climate Risk Disclosure Rules Game Changer: SEC Proposes Landmark Climate Risk Disclosure… Game Changer: SEC Proposes Landmark Climate Risk Disclosure Rules

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Canadian Securities Regulators are using Enforcement Remedies Against Cryptocurrency… Canadian Securities Regulators are using Enforcement… Canadian Securities Regulators are using Enforcement Remedies Against Cryptocurrency Platforms

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read Statutory “best interest” obligations do not by themselves create fiduciary duties Statutory “best interest” obligations do not by themselves… Statutory “best interest” obligations do not by themselves create fiduciary duties

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read Whistling past borders: Recent financial award highlights the OSC whistleblower program’s… Whistling past borders: Recent financial award highlights… Whistling past borders: Recent financial award highlights the OSC whistleblower program’s global reach

By Wendy Berman ...

Wendy Berman

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