Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

About
Banking & Financial Services

Read CSA Republishes Derivatives Business Conduct Rules; Quebec Amends Derivatives Act CSA Republishes Derivatives Business Conduct Rules; Quebec A... CSA Republishes Derivatives Business Conduct Rules; Quebec Amends Derivatives Act

By Christopher J. Bamford

Christopher J. Bamford
Banking & Financial Services

Read Bill C-25 to Amend the Canada Business Corporations Act Becomes Law Bill C-25 to Amend the Canada Business Corporations Act Beco... Bill C-25 to Amend the Canada Business Corporations Act Becomes Law

By Robert O. Hansen

Robert O. Hansen
Banking & Financial Services

Read Lessons in Responding to Whistleblower Complaints from Recent UK Settlement Lessons in Responding to Whistleblower Complaints from Recen... Lessons in Responding to Whistleblower Complaints from Recent UK Settlement

By Shane C. D'Souza

Shane C. D'Souza
Securities Regulation and Investment Products

Read CSA Proposes Registration Regime for OTC Derivatives Market in Canada CSA Proposes Registration Regime for OTC Derivatives Market... CSA Proposes Registration Regime for OTC Derivatives Market in Canada

By Barry J. Ryan

Barry J. Ryan
Banking & Financial Services

Read Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cybe... Recent SEC Settlement is Cautionary Tale for Canadian Public... Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

By Shane C. D'Souza

Shane C. D'Souza
Banking & Financial Services

Read Online Advisors: Stand-Alone Investment Managers or Tools for Portfolio Managers? Online Advisors: Stand-Alone Investment Managers or Tools fo... Online Advisors: Stand-Alone Investment Managers or Tools for Portfolio Managers?

By Sean D. Sadler

Sean D. Sadler
Banking & Financial Services

Read Canadian Securities Administrators Provide Update on Projects Aimed at Reducing Regulatory... Canadian Securities Administrators Provide Update on Project... Canadian Securities Administrators Provide Update on Projects Aimed at Reducing Regulatory Burden on Issuers in the areas of Prospectus Filings and Continuous Disclosure

By Andrew Parker

Andrew Parker
Securities Regulation and Investment Products

Read Serious Serious Fraud Office and Other Investor Protection Measures Proposed in Ontario Serious Serious Fraud Office and Other Investor Protection M... Serious Serious Fraud Office and Other Investor Protection Measures Proposed in Ontario

By Shane C. D'Souza

Shane C. D'Souza

Subscribe

Stay Connected

Get the latest posts from this blog

Please enter a valid email address