Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Defrauded Canadian Investors Win Big in Vegas: Cross-Border Cooperation Leads to… Defrauded Canadian Investors Win Big in Vegas: Cross-Border… Defrauded Canadian Investors Win Big in Vegas: Cross-Border Cooperation Leads to Disgorgement of Stolen Investments in the United States

By Julie-Martine Loranger ...

Julie-Martine Loranger
Banking & Financial Services

Read CSA proposes to create a new self-regulatory organization to replace IIROC and MFDA CSA proposes to create a new self-regulatory organization… CSA proposes to create a new self-regulatory organization to replace IIROC and MFDA

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read CSA’s 2020 Enforcement Report: COVID-19 continues to dampen activity levels CSA’s 2020 Enforcement Report: COVID-19 continues to dampen… CSA’s 2020 Enforcement Report: COVID-19 continues to dampen activity levels

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read CSA Adopts National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure CSA Adopts National Instrument 52-112 Non-GAAP and Other… CSA Adopts National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Regulators Propose Significant Changes to Public Company AIF and MD&A Filings Regulators Propose Significant Changes to Public Company… Regulators Propose Significant Changes to Public Company AIF and MD&A Filings

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Ontario rejoins the CSA to ban mutual fund deferred sales charges effective June 1, 2022 Ontario rejoins the CSA to ban mutual fund deferred sales… Ontario rejoins the CSA to ban mutual fund deferred sales charges effective June 1, 2022

By Cristian O. Blidariu ...

Cristian O. Blidariu
ESG and Sustainability

Read New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure… New Zealand Proposes First-of-its-Kind Mandatory Climate… New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure Regime

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading… Canadian Securities Administrators and IIROC Release… Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms

By Ana Badour ...

Ana Badour

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