Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read New Mandatory Climate Related Disclosure Rule is on the Horizon: The CSA seeks comments… New Mandatory Climate Related Disclosure Rule is on the… New Mandatory Climate Related Disclosure Rule is on the Horizon: The CSA seeks comments on proposed instrument

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read IIROC Publishes Consultation Paper on Phase II of its Proficiency Project IIROC Publishes Consultation Paper on Phase II of its… IIROC Publishes Consultation Paper on Phase II of its Proficiency Project

By Lindsey Mahoney ...

Lindsey Mahoney
ESG and Sustainability

Read The SEC is developing a mandatory climate risk disclosure rule proposal – what does it… The SEC is developing a mandatory climate risk disclosure… The SEC is developing a mandatory climate risk disclosure rule proposal – what does it mean for Canadian firms?

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read IIROC Issues New Guidance on Reporting Material Changes to Dealer Business Activities IIROC Issues New Guidance on Reporting Material Changes to… IIROC Issues New Guidance on Reporting Material Changes to Dealer Business Activities

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Canadian Securities Administrators Propose Changes To "Primary Business" Financial… Canadian Securities Administrators Propose Changes To … Canadian Securities Administrators Propose Changes To "Primary Business" Financial Disclosure Requirements

By Patrick Boucher ...

Patrick Boucher
Banking & Financial Services

Read Defrauded Canadian Investors Win Big in Vegas: Cross-Border Cooperation Leads to… Defrauded Canadian Investors Win Big in Vegas: Cross-Border… Defrauded Canadian Investors Win Big in Vegas: Cross-Border Cooperation Leads to Disgorgement of Stolen Investments in the United States

By Julie-Martine Loranger ...

Julie-Martine Loranger
Banking & Financial Services

Read CSA proposes to create a new self-regulatory organization to replace IIROC and MFDA CSA proposes to create a new self-regulatory organization… CSA proposes to create a new self-regulatory organization to replace IIROC and MFDA

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read CSA’s 2020 Enforcement Report: COVID-19 continues to dampen activity levels CSA’s 2020 Enforcement Report: COVID-19 continues to dampen… CSA’s 2020 Enforcement Report: COVID-19 continues to dampen activity levels

By Cristian O. Blidariu ...

Cristian O. Blidariu

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