Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Gaining Followers: Use of social media by Canadian public companies while navigating Canad... Gaining Followers: Use of social media by Canadian public co... Gaining Followers: Use of social media by Canadian public companies while navigating Canadian securities laws

By Dilara Alpli ...

Dilara Alpli
Securities Regulation and Investment Products

Read IIROC’s welcome clarification to member firms: e-signatures are permitted IIROC’s welcome clarification to member firms: e-signatures... IIROC’s welcome clarification to member firms: e-signatures are permitted

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read CSA and IIROC Consultation on Proposed Regulatory Framework for Crypto-Asset Trading Platf... CSA and IIROC Consultation on Proposed Regulatory Framework... CSA and IIROC Consultation on Proposed Regulatory Framework for Crypto-Asset Trading Platforms

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read OSC’s $7.5 Million Whistleblower Awards a First for Canada OSC’s $7.5 Million Whistleblower Awards a First for Canada OSC’s $7.5 Million Whistleblower Awards a First for Canada

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read When will a court order a regulator to share information in aid of litigation: Lessons fro... When will a court order a regulator to share information in... When will a court order a regulator to share information in aid of litigation: Lessons from the Harrington short seller case

By Rene Sorell ...

Rene Sorell
Banking & Financial Services

Read IIROC Publishes its Annual Compliance Priorities Report for 2018/2019 IIROC Publishes its Annual Compliance Priorities Report for... IIROC Publishes its Annual Compliance Priorities Report for 2018/2019

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Preparing for the 2019 Proxy Season – Noteworthy Developments in Canadian Public Issuer Go... Preparing for the 2019 Proxy Season – Noteworthy Development... Preparing for the 2019 Proxy Season – Noteworthy Developments in Canadian Public Issuer Governance and Disclosure

By Fraser Bourne ...

Fraser Bourne
Banking & Financial Services

Read Cooperative National Securities Regulation Framework Upheld by the Supreme Court of Canada Cooperative National Securities Regulation Framework Upheld... Cooperative National Securities Regulation Framework Upheld by the Supreme Court of Canada

By Cristian O. Blidariu ...

Cristian O. Blidariu

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