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Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Important September 28 filing deadline coming soon for foreign derivatives advisers and… Important September 28 filing deadline coming soon for… Important September 28 filing deadline coming soon for foreign derivatives advisers and derivatives dealers

By Candace Pallone ...

Candace Pallone
Banking & Financial Services

Read Highlights of the OSC Registrant Report for 2023-24 for PMs, IFMs and EMDs Highlights of the OSC Registrant Report for 2023-24 for PMs… Highlights of the OSC Registrant Report for 2023-24 for PMs, IFMs and EMDs

By René Sorell ...

René Sorell
Securities Litigation

Read What debts should survive bankruptcy? The Supreme Court distinguishes between orders made… What debts should survive bankruptcy? The Supreme Court… What debts should survive bankruptcy? The Supreme Court distinguishes between orders made by the B.C. Securities Commission

By Jessica Mank

Jessica Mank
Banking & Financial Services

Read The Last Frontier: The British Columbia Securities Commissions Announces its Adoption of… The Last Frontier: The British Columbia Securities… The Last Frontier: The British Columbia Securities Commissions Announces its Adoption of the Derivatives Business Conduct Rule

By Candace Pallone ...

Candace Pallone
ESG and Sustainability

Read Do No Harm: The Impact of the 21st Century Business Act on Canadian Businesses Do No Harm: The Impact of the 21st Century Business Act on… Do No Harm: The Impact of the 21st Century Business Act on Canadian Businesses

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Ontario Securities Commission unveils Strategic Plan for 2024-2030 Ontario Securities Commission unveils Strategic Plan for… Ontario Securities Commission unveils Strategic Plan for 2024-2030

By Wendy Berman ...

Wendy Berman
Banking & Financial Services

Read AMF’s 2024-2025 Agenda: A Comparative Analysis with OSC and SEC Priorities AMF’s 2024-2025 Agenda: A Comparative Analysis with OSC and… AMF’s 2024-2025 Agenda: A Comparative Analysis with OSC and SEC Priorities

By Julie-Martine Loranger ...

Julie-Martine Loranger
Banking & Financial Services

Read CSA Releases Updated Guidance on ESG-Related Investment Fund Disclosure CSA Releases Updated Guidance on ESG-Related Investment… CSA Releases Updated Guidance on ESG-Related Investment Fund Disclosure

By Cristian O. Blidariu ...

Cristian O. Blidariu

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