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Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read B.C. Securities Commission Gains New Powers B.C. Securities Commission Gains New Powers B.C. Securities Commission Gains New Powers

By Wendy Berman ...

Wendy Berman
Banking & Financial Services

Read Focus on Crypto Asset Trading Platforms and Boutique Registered Firms in OSC Registrant… Focus on Crypto Asset Trading Platforms and Boutique… Focus on Crypto Asset Trading Platforms and Boutique Registered Firms in OSC Registrant Report for 2022-23

By Sean D. Sadler ...

Sean D. Sadler Banking & Financial Services

Read CIRO Publishes Annual Priorities for 2024 CIRO Publishes Annual Priorities for 2024 CIRO Publishes Annual Priorities for 2024

By Sean D. Sadler ...

Sean D. Sadler ESG and Sustainability

Read A Global Sustainability and Climate-related Disclosure Baseline has Arrived: The ISSB… A Global Sustainability and Climate-related Disclosure… A Global Sustainability and Climate-related Disclosure Baseline has Arrived: The ISSB Issues Final Standards

By Sonia J. Struthers ...

Sonia J. Struthers Banking & Financial Services

Read CSA Provides Guidance on the Listed Issuer Financing Exemption CSA Provides Guidance on the Listed Issuer Financing… CSA Provides Guidance on the Listed Issuer Financing Exemption

By Patrick Boucher ...

Patrick Boucher ESG and Sustainability

Read Navigating the ESG landscape: Practical insights for investment fund managers Navigating the ESG landscape: Practical insights for… Navigating the ESG landscape: Practical insights for investment fund managers

By Shane C. D'Souza ...

Shane C. D'Souza ESG and Sustainability

Read Is recent SEC disclosure-controls settlement a blueprint for ESG enforcement? Is recent SEC disclosure-controls settlement a blueprint… Is recent SEC disclosure-controls settlement a blueprint for ESG enforcement?

By Shane C. D'Souza ...

Shane C. D'Souza Banking & Financial Services

Read BC Securities Commission Announces it will Begin Issuing Administrative Penalties by… BC Securities Commission Announces it will Begin Issuing… BC Securities Commission Announces it will Begin Issuing Administrative Penalties by Notice for Minor Infractions

By Wendy Berman ...

Wendy Berman Banking & Financial Services

Read Important takeaways for fund managers from recent market-timing decision Important takeaways for fund managers from recent market… Important takeaways for fund managers from recent market-timing decision

By Shane C. D'Souza ...

Shane C. D'Souza

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