Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read CSA Adopts National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure CSA Adopts National Instrument 52-112 Non-GAAP and Other… CSA Adopts National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Regulators Propose Significant Changes to Public Company AIF and MD&A Filings Regulators Propose Significant Changes to Public Company… Regulators Propose Significant Changes to Public Company AIF and MD&A Filings

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Ontario rejoins the CSA to ban mutual fund deferred sales charges effective June 1, 2022 Ontario rejoins the CSA to ban mutual fund deferred sales… Ontario rejoins the CSA to ban mutual fund deferred sales charges effective June 1, 2022

By Cristian O. Blidariu ...

Cristian O. Blidariu
ESG and Sustainability

Read New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure… New Zealand Proposes First-of-its-Kind Mandatory Climate… New Zealand Proposes First-of-its-Kind Mandatory Climate-Related Financial Disclosure Regime

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading… Canadian Securities Administrators and IIROC Release… Canadian Securities Administrators and IIROC Release Guidance for Crypto Asset Trading Platforms

By Ana Badour ...

Ana Badour
Banking & Financial Services

Read The EU is moving ahead with mandatory ESG disclosure for asset managers and Financial… The EU is moving ahead with mandatory ESG disclosure for… The EU is moving ahead with mandatory ESG disclosure for asset managers and Financial Advisers – what does it mean for Canadian firms?

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Alberta Eases Director Residency Requirements Alberta Eases Director Residency Requirements Alberta Eases Director Residency Requirements

By Matthew Hooker ...

Matthew Hooker
Banking & Financial Services

Read Private Placement Trends: OSC Publishes Report on Exempt Market Activity Private Placement Trends: OSC Publishes Report on Exempt… Private Placement Trends: OSC Publishes Report on Exempt Market Activity

By Sean D. Sadler ...

Sean D. Sadler

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