Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Supreme Court to Render Judgment on Cooperative National Securities Regulator this Week Supreme Court to Render Judgment on Cooperative National Sec... Supreme Court to Render Judgment on Cooperative National Securities Regulator this Week

By Cristian O. Blidariu

Cristian O. Blidariu
Banking & Financial Services

Read Is a Promissory Note a Security? The Ontario Superior Court Has the Answer. Is a Promissory Note a Security? The Ontario Superior Court... Is a Promissory Note a Security? The Ontario Superior Court Has the Answer.

By Vanessa Chung

Vanessa Chung
Banking & Financial Services

Read Key Takeaways for Market Participants from the 2017-2018 Annual Report from the Ontario Se... Key Takeaways for Market Participants from the 2017-2018 Ann... Key Takeaways for Market Participants from the 2017-2018 Annual Report from the Ontario Securities Commission’s Corporate Finance Branch

By Andrew Parker

Andrew Parker
Banking & Financial Services

Read It has been a privilege...and still is in England, as well as Canada It has been a privilege...and still is in England, as well a... It has been a privilege...and still is in England, as well as Canada

By David M. Porter

David M. Porter
Banking & Financial Services

Read Ontario Securities Commission Identifies Priority Areas for 2018-2019 and Reports on Prior... Ontario Securities Commission Identifies Priority Areas for... Ontario Securities Commission Identifies Priority Areas for 2018-2019 and Reports on Prior Year

By Heidi Gordon

Heidi Gordon
Banking & Financial Services

Read Maintaining the status quo: Canadian securities regulators confirm no changes to current a... Maintaining the status quo: Canadian securities regulators c... Maintaining the status quo: Canadian securities regulators confirm no changes to current approach to determining director and audit committee member independence

By Andrew Parker

Andrew Parker
Banking & Financial Services

Read CSA Amendments to Simplify Reports of Exempt Distribution CSA Amendments to Simplify Reports of Exempt Distribution CSA Amendments to Simplify Reports of Exempt Distribution

By Andrew Parker

Andrew Parker
Banking & Financial Services

Read Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments Registrants Face Significantly Increased Obligations under P... Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments

By Cristian O. Blidariu

Cristian O. Blidariu

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