Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read CSA Publishes Guidance on Continuous Disclosure Obligations in the Context of COVID-19 CSA Publishes Guidance on Continuous Disclosure Obligations... CSA Publishes Guidance on Continuous Disclosure Obligations in the Context of COVID-19

By Sonia J. Struthers ...

Sonia J. Struthers
Banking & Financial Services

Read Highlights from IIROC’s Annual Enforcement Report for 2019 Highlights from IIROC’s Annual Enforcement Report for 2019 Highlights from IIROC’s Annual Enforcement Report for 2019

By Drew Wong ...

Drew Wong
Banking & Financial Services

Read Ontario Court of Appeal limits use of US case law to reduce scope of Ontario Securities Ac... Ontario Court of Appeal limits use of US case law to reduce... Ontario Court of Appeal limits use of US case law to reduce scope of Ontario Securities Act

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read Important lessons from recent whistleblower awards Important lessons from recent whistleblower awards Important lessons from recent whistleblower awards

By Shane C. D'Souza ...

Shane C. D'Souza
Banking & Financial Services

Read Shareholder Meeting Procedure in a Virtual Age – What to Expect Shareholder Meeting Procedure in a Virtual Age – What to Exp... Shareholder Meeting Procedure in a Virtual Age – What to Expect

By Fraser Bourne ...

Fraser Bourne
Banking & Financial Services

Read ISS and Glass Lewis Provide Guidance in Response to the COVID-19 Pandemic ISS and Glass Lewis Provide Guidance in Response to the COVI... ISS and Glass Lewis Provide Guidance in Response to the COVID-19 Pandemic

By Fraser Bourne ...

Fraser Bourne
Banking & Financial Services

Read Ontario Securities Commission temporarily suspends accrual of all late fees Ontario Securities Commission temporarily suspends accrual o... Ontario Securities Commission temporarily suspends accrual of all late fees

By Cristian O. Blidariu ...

Cristian O. Blidariu
Banking & Financial Services

Read Significant implementation delays announced for client focused reforms and IIROC plain lan... Significant implementation delays announced for client focus... Significant implementation delays announced for client focused reforms and IIROC plain language rules

By Cristian O. Blidariu ...

Cristian O. Blidariu

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