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Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read OSC Tribunal okays hedging scheme in Cormark decision (for now) OSC Tribunal okays hedging scheme in Cormark decision (for… OSC Tribunal okays hedging scheme in Cormark decision (for now)

By Chris Puskas ...

Chris Puskas
Banking & Financial Services

Read Implications of Shadow Trading in Canada Implications of Shadow Trading in Canada Implications of Shadow Trading in Canada

By Chris Puskas ...

Chris Puskas Securities Regulation and Investment Products

Read CSA announce Proposed Amendments to principal distributor model in the distribution of… CSA announce Proposed Amendments to principal distributor… CSA announce Proposed Amendments to principal distributor model in the distribution of mutual fund securities

By Sean D. Sadler ...

Sean D. Sadler Banking & Financial Services

Read Canadian Securities Administrators Propose Significant Increases to SEDAR+ System Fees… Canadian Securities Administrators Propose Significant… Canadian Securities Administrators Propose Significant Increases to SEDAR+ System Fees Beginning in Late 2025

By Eric Frydrych ...

Eric Frydrych Banking & Financial Services

Read Made-in-Canada Sustainable Investment Framework, Mandatory Climate Disclosures for Large,… Made-in-Canada Sustainable Investment Framework, Mandatory… Made-in-Canada Sustainable Investment Framework, Mandatory Climate Disclosures for Large, Private CBCA Corporations and Final CSSB Standards Announced

By Sonia J. Struthers ...

Sonia J. Struthers ESG and Sustainability

Read Australian Court imposes highest civil penalty to date in a greenwashing prosecution by… Australian Court imposes highest civil penalty to date in a… Australian Court imposes highest civil penalty to date in a greenwashing prosecution by Australian securities regulator

By Julie-Martine Loranger ...

Julie-Martine Loranger Banking & Financial Services

Read Australia Passes Mandatory Climate Disclosure Legislation Australia Passes Mandatory Climate Disclosure Legislation Australia Passes Mandatory Climate Disclosure Legislation

By Sonia J. Struthers ...

Sonia J. Struthers Banking & Financial Services

Read Important September 28 filing deadline coming soon for foreign derivatives advisers and… Important September 28 filing deadline coming soon for… Important September 28 filing deadline coming soon for foreign derivatives advisers and derivatives dealers

By Candace Pallone ...

Candace Pallone Banking & Financial Services

Read Highlights of the OSC Registrant Report for 2023-24 for PMs, IFMs and EMDs Highlights of the OSC Registrant Report for 2023-24 for PMs… Highlights of the OSC Registrant Report for 2023-24 for PMs, IFMs and EMDs

By René Sorell ...

René Sorell

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