Canadian Securities Regulatory Monitor

News and insight by McCarthy Tétrault's Securities Regulation and Investment Product Group

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Banking & Financial Services

Read Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cybe... Recent SEC Settlement is Cautionary Tale for Canadian Public... Recent SEC Settlement is Cautionary Tale for Canadian Public Issuers on Disclosure of Cyberincidents and Related Risks

By Shane C. D'Souza

Shane C. D'Souza
Banking & Financial Services

Read Online Advisors: Stand-Alone Investment Managers or Tools for Portfolio Managers? Online Advisors: Stand-Alone Investment Managers or Tools fo... Online Advisors: Stand-Alone Investment Managers or Tools for Portfolio Managers?

By Sean D. Sadler

Sean D. Sadler
Banking & Financial Services

Read Canadian Securities Administrators Provide Update on Projects Aimed at Reducing Regulatory... Canadian Securities Administrators Provide Update on Project... Canadian Securities Administrators Provide Update on Projects Aimed at Reducing Regulatory Burden on Issuers in the areas of Prospectus Filings and Continuous Disclosure

By Andrew Parker

Andrew Parker
Securities Regulation and Investment Products

Read Serious Serious Fraud Office and Other Investor Protection Measures Proposed in Ontario Serious Serious Fraud Office and Other Investor Protection M... Serious Serious Fraud Office and Other Investor Protection Measures Proposed in Ontario

By Shane C. D'Souza

Shane C. D'Souza
Securities Regulation and Investment Products

Read Recent Developments with the ISDA Common Domain Model Recent Developments with the ISDA Common Domain Model Recent Developments with the ISDA Common Domain Model

By Laure Fouin

Laure Fouin
Securities Regulation and Investment Products

Read IIROC Proposes Two New Forms of Disciplinary Action Against Dealer Firms and Approved Indi... IIROC Proposes Two New Forms of Disciplinary Action Against... IIROC Proposes Two New Forms of Disciplinary Action Against Dealer Firms and Approved Individuals

By Cristian O. Blidariu

Cristian O. Blidariu
Securities Regulation and Investment Products

Read Insider Trading Decision Provides Guidance to Assess Tippee’s Knowledge About Tipper’s Sou... Insider Trading Decision Provides Guidance to Assess Tippee’... Insider Trading Decision Provides Guidance to Assess Tippee’s Knowledge About Tipper’s Source of Information

By Shane C. D'Souza

Shane C. D'Souza
Securities Regulation and Investment Products

Read Canadian Securities Administrators release updated guidance for issuers with cannabis acti... Canadian Securities Administrators release updated guidance... Canadian Securities Administrators release updated guidance for issuers with cannabis activities in the United States

By Matthew V. Harris

Matthew V. Harris

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